Caledonia Mining Corporation Plc Notification of relevant change to significant shareholder

ST HELIER, Jersey, Oct. 02, 2020 (GLOBE NEWSWIRE) — Caledonia Mining Corporation Plc (NYSE AMERICAN: CMCL; AIM: CMCL) (“Caledonia” or the “Company”) announces that it received notification on September 30, 2020, from BlackRock, Inc., which is a “significant shareholder” of the Company as defined by the AIM Rules for Companies, that it has slightly decreased its interest in the Company and on September 29, 2020 crossed a particular threshold for notification of its holdings in the Company. A copy of the notification is below.


TR-1:


S


tandard


form for notification of major holdings


NOTIFICATION OF MAJOR HOLDINGS

(to be sent to the relevant issuer

and

to the FCA in Microsoft Word format if possible)

i

1


a


. Identity of the issuer or the underlying issuer


of existing shares to which voting rights are


a


t


tache


d


ii

:
Caledonia Mining Corporation Plc

1b. Please indicate if the issuer is a non-UK


issuer

(please mark with an “X” if appropriate)
Non-UK issuer X

2


.


Reason for the notification

(please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)

iii

:

3.


Details


of person subject to the


notification


obligatio


n


iv
Name BlackRock, Inc.
City and country of registered office (if applicable) Wilmington, DE, USA

4. Full name of shareholder(s)

(if different from 3.)

v
Name
City and country of registered office (if applicable)

5. Date on which the threshold


was


crossed or


reache


d


vi

:
29/09/2020

6.


Date on which issuer notified


(DD/MM/YYYY)


:
30/09/2020

7


. Total positions


of person(s) subject to the notification obligation
% of voting rights attached to shares

(total of 8. A)
% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)
Total of both in %

(8.A + 8.B)
Total number of voting rights of issuer

vii
Resulting situation on the date on which threshold was crossed or reached 4.99% 0.39% 5.38% 12,118,823
Position of previous notification (if applicable) 5.07% 0.31% 5.39%


8


. Notified details


of the


r


esulting situation


on


the date on which the threshold was crossed or


reache


d


viii

A: Voting rights attached to shares

Class/type of


shares


ISIN code (if possible)


Number of voting


right


s


ix

% of


voting rights

Direct


(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect


(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct


(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect


(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
JE00BF0XVB15 604,843 4.99%

SUBTOTAL


8.


A
604,843 4.99%

B


1


:


Financial Instruments


according to Art. 13(1)(a)


of Directive 2004/109/EC


(DTR5.3.1.1 (a))

Type of financial


instrument

Expiration



dat


e


x

Exercise/



Conversion


Period


xi

Number of voting


rights that may be


acquired if

the


instrument is


exer


cised/


converted.

% of voting


rights
Securities Lending 15,107 0.12%

SUBTOTAL


8.


B


1
15,107 0.12%

B 2


: Financial Instruments


with similar economic effect according to Art. 13(1)(b)


of Directive 2004/109/EC


(DTR5.3.1.1 (b))

Type of financial


instrument

Expiration



dat


e


x

Exercise/



Conversion Period


x

i

Physical or cash



settlemen


t


xii

Number of voting


rights

% of voting


rights
CFD Cash 32,901 0.27%

SUBTOTAL


8.B.


2
32,901 0.27%


9


.


Information in relation to the person subject to the notification obligation

(please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer

xiii

Full

chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity

xiv

(please add additional rows as necessary)
X

Name


xv

% of voting rights if it equals or is higher than the notifiable

threshold

% of


voting rights through


financial instruments if it equals

or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold
See Attachment

10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11


. Additional


information


xvi

BlackRock Regulatory Threshold Reporting Team

Jana Blumenstein

020 7743 3650


Place of completion
12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion
30 September, 2020


Section 9 Attachment


Name


xv

% of voting rights if it equals or is higher than the notifiable threshold

% of


voting rights through


financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC
BlackRock Holdco 6, LLC
BlackRock Delaware Holdings Inc.
BlackRock Fund Advisors
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC
BlackRock Holdco 6, LLC
BlackRock Delaware Holdings Inc.
BlackRock Institutional Trust Company, National Association
BlackRock, Inc.
Trident Merger, LLC
BlackRock Investment Management, LLC
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Capital Holdings, Inc.
BlackRock Advisors, LLC
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock (Singapore) Holdco Pte. Ltd.
BlackRock HK Holdco Limited
BlackRock Lux Finco S.a.r.l.
BlackRock Japan Holdings GK
BlackRock Japan Co., Ltd.
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Canada Holdings LP
BlackRock Canada Holdings ULC
BlackRock Asset Management Canada Limited

For further information please contact:


Caledonia Mining Corporation Plc
Mark Learmonth Tel: +44 1534 679 802
Camilla Horsfall Tel: +44 7817 841 793

WH Ireland
Adrian Hadden/James Sinclair-Ford Tel: +44 20 7220 1751

Blytheweigh
Tim Blythe/Megan Ray Tel: +44 207 138 3204


Primary Logo